JK
James F. Keenan
WALTER KEENAN WEALTH MANAGEMENT
South Bend, IN 46601
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CRD#: 4362185
JK
Professional summary
James F Keenan is a registered financial advisor currently at WALTER KEENAN WEALTH MANAGEMENT located in South Bend, Indiana.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Keenan serves on the University of Notre Dame's Graduate Studies and Research Advisory Council. The business is not investment related. The address of the business is Holy Cross Dr, Notre Dame, IN 46556, and the nature of the business is an advisory council for the university's graduate school. Mr. Keenan has served as a member of the council since 2007. He devotes approximately three of hours per month to this activity; none of which are during securities trading hours. His duties include learning about and counseling the university on strategic priorities for the graduate school and research enterprise at Notre Dame.
CRS (Client Relationship Summary) - RIA
Click below to view James F Keenan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 1999 - Present
WALTER KEENAN WEALTH MANAGEMENT
Office #1: 202 S. Michigan St. Suite 910, South Bend, IN 46601RIA
CRD#: 104838
South Bend, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WK
WALTER KEENAN WEALTH MANAGEMENT
WALTER & KEENAN FINANCIAL CONSULTING CO | WALTER KEENAN WEALTH MANAGEMENT | WALTER & KEENAN WEALTH MANAGEMENT, LLC | WALTER & KEENAN FINANICAL CONSULTING CO
CRD#: 104838 / SEC#: 801-22367
RIA
Registered Investment Advisory firm - (10/19/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/23/2004)
IAR
Texas(10/20/2021)
Exams
Current Firm
WK
WALTER KEENAN WEALTH MANAGEMENT
WALTER & KEENAN FINANCIAL CONSULTING CO | WALTER KEENAN WEALTH MANAGEMENT | WALTER & KEENAN WEALTH MANAGEMENT, LLC | WALTER & KEENAN FINANICAL CONSULTING CO
CRD#: 104838 / SEC#: 801-22367
RIA
Registered Investment Advisory firm - (10/19/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
202 S. Michigan St. Suite 910, South Bend, IN 46601
Mailing Address
Phone number
(574) 287-5977
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 844,608,778 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 08/27/2024 | ||
| 10/12/2023 |
Red Flags
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Company Information
WALTER KEENAN WEALTH MANAGEMENT
CRD#: 104838South Bend, IN 46601TRUST BUT VERIFY
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