KP
Kenneth R. Painter
STRATA WEALTH ADVISORS
Dallas, TX 75231
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CRD#: 4362164
KP
Professional summary
Kenneth Roy Painter, CFP® is a registered financial advisor currently at STRATA WEALTH ADVISORS, LLC located in Dallas, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSIGHT FLOORING TECHNOLOGIES, LLC., START DATE: 12/14, 940 FORESTGROVE DRIVE, DALLAS TX 75218, TECHNOLOGY BUSINESS/SECRETARY, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. EDUCATION WITHOUT BORDERS, CORPORATION, START DATE: 11/07, DALLAS, TX, CHARITY, PRESIDENT, REVIEW PROJECTS THAT HELP UNDER PRIVILAGED KIDS AND ADULTS ATTAIN EDUCATION, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 06/2003, 8750 NORTH CENTRAL EXPRESSWAY, SUITE 1875, DALLAS, TX 75231, INSURANCE AGENCY/AGENT OF FIXED INSURANCE, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, < 1 HOUR PER DAY DURING TRADING HOURS. 4. KRP HOLDINGS, LLC, START DATE: 02/13/17, DALLAS, TX, HOLDING COMPANY, MANAGING SOLE MEMBER NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. LIMESTONE GETAWAY, LLC; NOT INVESTMENT-RELATED; DALLAS, TX; PROPERTY; MANAGER; STARTED 07/2025; LESS THAN ONE HOUR PER MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS; PROPERTY MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Roy Painter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
April 25, 2017 - Present
STRATA WEALTH ADVISORS, LLC
Office #1: 8750 N. Central Expressway Suite 1875, Dallas, TX 75231RIA
CRD#: 285973
Dallas, TX
Past
April 21, 2017 - December 4, 2024
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Dallas, TX
Past
May 27, 2003 - May 2, 2017
OSAIC FA, INC.
RIA
CRD#: 3978
DALLAS, TX
Past
May 13, 2003 - April 6, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
May 13, 2003 - May 2, 2017
OSAIC FA, INC.
BD
CRD#: 3978
DALLAS, TX
Past
July 5, 2001 - May 22, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATA WEALTH ADVISORS, LLC
KPLL LLC | STRATA WEALTH ADVISORS, LLC
CRD#: 285973 / SEC#: 801-110369
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/25/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STRATA WEALTH ADVISORS, LLC
KPLL LLC | STRATA WEALTH ADVISORS, LLC
CRD#: 285973 / SEC#: 801-110369
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8750 N. Central Expressway Suite 1875, Dallas, TX 75231
Mailing Address
Phone number
(214) 420-7020
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,133 |
| AUM (Assets Under Management) | $ 927,332,469 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATA WEALTH ADVISORS, LLC
CRD#: 285973Dallas, TX 75231TRUST BUT VERIFY
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