Maxwell J. Osborne

BLACKSTONE SECURITIES PARTNERS L.P.

New York, NY 10022

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CRD#: 4362045

Professional summary

Maxwell Joseph Osborne is a registered financial professional currently at BLACKSTONE SECURITIES PARTNERS L.P. located in New York, New York.

Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2001. Maxwell has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell Joseph Osborne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2025 - Present

BLACKSTONE SECURITIES PARTNERS L.P.

Office #1: 601 Lexington Avenue, New York, NY 10022

CRD#: 17917

New York, NY

Past

February 14, 2020 - January 17, 2025

NUVEEN SECURITIES, LLC

CRD#: 469

New York, NY

Past

May 4, 2016 - February 11, 2019

ENTRUST GLOBAL SECURITIES LLC

CRD#: 146443

NEW YORK, NY

Past

April 24, 2012 - May 6, 2016

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

NEW YORK, NY

Past

July 1, 2010 - January 25, 2012

HASTINGS CAPITAL GROUP, LLC

CRD#: 142998

NEW YORK, NY

Past

May 20, 2009 - June 11, 2010

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

NEW YORK, NY

Past

December 19, 2005 - February 13, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - February 13, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

September 20, 2005 - December 21, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

May 12, 2005 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 10, 2005 - May 5, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 18, 2003 - January 27, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

March 28, 2002 - August 25, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NORWALK, CT

Past

July 18, 2001 - August 25, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 2001 - August 25, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/12/2025)

Alaska
(3/12/2025)

Arizona
(3/12/2025)

Arkansas
(3/12/2025)

California
(3/12/2025)

Colorado
(3/12/2025)

Connecticut
(3/12/2025)

Delaware
(3/12/2025)

District of Columbia
(3/12/2025)

Florida
(3/12/2025)

Georgia
(3/12/2025)

Hawaii
(3/12/2025)

Idaho
(3/12/2025)

Illinois
(3/12/2025)

Indiana
(3/12/2025)

Iowa
(3/12/2025)

Kansas
(3/12/2025)

Kentucky
(3/12/2025)

Louisiana
(3/12/2025)

Maine
(3/12/2025)

Maryland
(3/12/2025)

Massachusetts
(3/12/2025)

Michigan
(3/12/2025)

Minnesota
(3/12/2025)

Mississippi
(3/12/2025)

Missouri
(3/12/2025)

Montana
(3/12/2025)

Nebraska
(3/12/2025)

Nevada
(3/12/2025)

New Hampshire
(3/12/2025)

New Jersey
(3/12/2025)

New Mexico
(3/12/2025)

New York
(3/12/2025)

North Carolina
(3/12/2025)

North Dakota
(3/12/2025)

Ohio
(3/12/2025)

Oklahoma
(3/12/2025)

Oregon
(3/12/2025)

Pennsylvania
(3/12/2025)

Puerto Rico
(3/12/2025)

Rhode Island
(3/12/2025)

South Carolina
(3/12/2025)

South Dakota
(3/12/2025)

Tennessee
(3/12/2025)

Texas
(3/12/2025)

Utah
(3/12/2025)

Vermont
(3/12/2025)

Virgin Islands
(3/12/2025)

Virginia
(3/12/2025)

Washington
(3/12/2025)

West Virginia
(3/12/2025)

Wisconsin
(3/12/2025)

Wyoming
(3/12/2025)

Exams

State Security Law Exam

Series 63

Date: 9/16/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/24/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKSTONE SECURITIES PARTNERS L.P.

CRD#: 17917 / SEC#: , 8-35941

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

345 Park Avenue, New York, NY 10154-0191

Mailing Address

601 Lexington Avenue 28th Floor, New York, NY 10022

Phone number

(212) 583-5000

Established

Delaware since 09/27/1988

Firm type

Partnership

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLACKSTONE GROUP HOLDINGS L.P.	LIMITED PARTNER
BALLAS, ZACHARY	DESIGNATED PRINCIPAL	6563232
BLACKSTONE ADVISORY SERVICES L.L.C.	GENERAL PARTNER
DEROSE, ANTHONY	CHIEF COMPLIANCE OFFICER	5553578
PAYNE, DAVID BRYAN	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP	4984877
SCHWARZMAN, STEPHEN ALLEN	CHAIRMAN & CEO	861435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maxwell J. Osborne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell Joseph Osborne's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

ENTRUST GLOBAL SECURITIES LLC

FRANKLIN DISTRIBUTORS, LLC

HASTINGS CAPITAL GROUP, LLC

FRANKLIN DISTRIBUTORS, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/2009

Series 66

Date: 9/24/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/17/2001

Series 24

Date: 8/20/2012

FINRA

Current Firm

BLACKSTONE SECURITIES PARTNERS L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLACKSTONE SECURITIES PARTNERS L.P.

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