Charles A. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Adam Smith, who also goes by Charles A. Smith, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2015 - July 19, 2022
FORT PITT CAPITAL GROUP, LLC
December 14, 1996 - December 31, 2015
FORT PITT CAPITAL GROUP INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FORT PITT CAPITAL GROUP, LLC
CRD#: 281385 / SEC#: 801-106608
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,164 |
| AUM (Assets Under Management) | $ 5,156,026,201 |
Red Flags
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