Kevin J. Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Jay Grant was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2023 - December 31, 2024
ALLEGIANCE WEALTH MANAGEMENT
July 11, 2022 - December 31, 2022
ALLEGIANCE WEALTH MANAGEMENT
January 28, 2021 - December 31, 2021
ALLEGIANCE WEALTH MANAGEMENT
August 5, 2019 - December 31, 2020
ALLEGIANCE WEALTH MANAGEMENT
February 1, 2016 - August 11, 2017
ALLEGIANCE WEALTH MANAGEMENT GROUP
February 23, 2015 - December 31, 2015
ALLEGIANCE WEALTH MANAGEMENT GROUP
July 17, 2014 - September 29, 2014
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
July 17, 2014 - September 29, 2014
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
January 22, 2014 - July 25, 2014
ALLEGIANCE WEALTH MANAGEMENT GROUP
May 31, 2013 - December 17, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 31, 2013 - December 17, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 10, 2011 - June 17, 2013
LPL FINANCIAL LLC
October 10, 2011 - June 17, 2013
LPL FINANCIAL LLC
July 28, 2010 - September 20, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 28, 2010 - September 20, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 2, 2005 - July 9, 2010
EDWARD JONES
August 30, 2005 - July 9, 2010
EDWARD JONES
August 27, 2002 - December 31, 2003
EQUITABLE ADVISORS, LLC
June 26, 2002 - September 6, 2005
EQUITABLE ADVISORS, LLC
May 1, 2001 - July 20, 2001
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEGIANCE WEALTH MANAGEMENT
CRD#: 305050 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,151,000 |
Red Flags
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