George J. Stanevich

FIRST TRUST PORTFOLIOS L.P.

WHEATON, IL 60187

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CRD#: 4361652

Professional summary

George James Stanevich is a registered financial professional currently at FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.

George is registered as a RR (Registered Representative) and started their career in finance in 2001. George has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George James Stanevich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2025 - Present

FIRST TRUST PORTFOLIOS L.P.

Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187

CRD#: 28519

WHEATON, IL

Past

April 14, 2015 - July 28, 2025

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

July 6, 2011 - March 25, 2015

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NORTHPORT, NY

Past

March 11, 2011 - March 25, 2015

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

June 1, 2001 - March 25, 2015

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/31/2025)

New York
(7/28/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/1/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/23/2003

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FIRST TRUST PORTFOLIOS L.P.

FIRST TRUST PORTFOLIOS L.P. | NIKE SECURITIES L.P.

CRD#: 28519 / SEC#: , 8-43843

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

120 E. Liberty Drive Suite 400, Wheaton, IL 60187

Mailing Address

120 E. Liberty Drive Suite 400, Wheaton, IL 60187

Phone number

(630) 765-8000

Established

Illinois since 05/10/1991

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GRACE PARTNERS OF DUPAGE L.P.	LIMITED PARTNER
BOWEN, JAMES ALLEN	CHIEF EXECUTIVE OFFICER	1123316
BOWEN, MARISA ANN	MANAGING DIRECTOR	1949032
DYKAS, JAMES MARTIN	CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR	2264809
JACKSON, ERIK SOREN	CHIEF COMPLIANCE OFFICER	2950559
JARDINE, WILLIAM SCOTT	GENERAL COUNSEL	2609233
MCGAREL, DAVID GERARD	MANAGING DIRECTOR	2945880
MCGAREL, DAVID GERARD	CHIEF OPERATING OFFICER	2945880
ROGGENSACK, ANDREW SCOTT	PRESIDENT	1582059
THE CHARGER CORPORATION	GENERAL PARTNER

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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George J. Stanevich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George James Stanevich's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2011

Series 63

Date: 4/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/30/2002

Series 6

Date: 4/12/2001

Series 10

Date: 4/1/2003

Series 9

Date: 1/23/2003

FINRA

Current Firm

FIRST TRUST PORTFOLIOS L.P.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST TRUST PORTFOLIOS L.P.

TRUST BUT VERIFY

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