Philip K. Polkinghorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Konrad Polkinghorn was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2005. Philip had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2013 - May 9, 2018
ILG SECURITIES CORPORATION
September 7, 2010 - November 7, 2012
1851 SECURITIES, INC
August 16, 2010 - November 7, 2012
SAYBRUS EQUITY SERVICES, LLC
February 4, 2009 - September 23, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
September 14, 2005 - February 4, 2009
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
ILG SECURITIES CORPORATION
CRD#: 422 / SEC#: , 8-13659
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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