LP
Lawrence C. Paddock
THOMPSON CREEK WEALTH ADVISORS
Baton Rouge, LA
Some features on this profile are disabled
CRD#: 4361371
LP
Professional summary
Lawrence C. Paddock JR, who also goes by Lance Paddock Jr, Lance Paddock, Lawrence Caston Paddock, is a registered financial advisor currently at THOMPSON CREEK WEALTH ADVISORS located in Baton Rouge, Louisiana.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lawrence has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lance Paddock Jr | Lance Paddock | Lawrence Caston Paddock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pelican to Mars; Member; Non Investment related; Location: 2678 Government Street Baton Rouge LA 70806; Description: Cocktail Bar; Responsibilities: General Oversight, Strategic Planning; Start date: 2019-07-19; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0. 2) Bar Napkin Ink, LLC; Member; Non Investment related; Location: 5110 Corporate Blvd Baton Rouge LA 70808; Description: Cocktail Bar; Responsibilities: General Oversight; Start date: 2016-11-14; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0. 3) Mor Yay Music. LLC; Member; Non Investment related; Location: 4920 Freret St New Orleans LA 70115; Description: Owns a closed Music Venue. In process of being sold; Responsibilities: Disposing of asset and closing business; Start date: 2020-08-21; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; 4) Harper's Lament, LLC; Manager; Non Investment related; Location: 1050 Camelia Ave BATON ROUGE LA 70806; Description: Hold Co to allow the receipt of producers fees from productions; Responsibilities: Minimal; Start date: 2022-06-22; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Chris Tayeh. 5) New Southern Ventures; Partner; Non Investment related; Location: 1050 Camelia Ave Baton Rouge LA 70806-6658; Description: Holding company for interest in other entities; Responsibilities Duties: Very Little as it is basically a holding company for other entities; Start date: 2018-06-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence C. Paddock JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2009 - Present
THOMPSON CREEK WEALTH ADVISORS
RIA
CRD#: 151363
Baton Rouge, LA
Past
February 11, 2004 - February 25, 2008
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
BATON ROUGE, LA
Past
May 3, 2001 - October 31, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
FT. WORTH, TX
Past
April 16, 2001 - October 31, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/30/2009)
IAR
Texas(10/13/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TC
THOMPSON CREEK WEALTH ADVISORS
THOMPSON CREEK WEALTH ADVISORS
CRD#: 151363 / SEC#:
Louisiana
Registered Investment Advisory firm - (10/13/2009 Approved)Texas
Registered Investment Advisory firm - (10/10/2015 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Baton Rouge, LA
Mailing Address
Phone number
(225) 302-8946
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 91,839,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
