Victor Rohe

MFS FUND DISTRIBUTORS

McLean, VA

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CRD#: 4361294

Professional summary

Victor Rohe, who also goes by VIctor J Rohe III, Victor J Rohe, Victor J. Rohe III, Vistor J. Rohe, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Mclean, Virginia.

Victor is registered as a RR (Registered Representative) and started their career in finance in 2001. Victor has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Victor J Rohe Iii | Victor J Rohe | Victor J. Rohe Iii | Vistor J. Rohe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Rohe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2021 - Present

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

McLean, VA

Past

January 3, 2011 - August 3, 2021

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

November 10, 2010 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

March 7, 2005 - September 17, 2010

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

February 27, 2004 - March 15, 2005

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

May 18, 2001 - March 1, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(8/5/2021)

Florida
(10/22/2025)

Georgia
(10/22/2025)

Maryland
(8/5/2021)

North Carolina
(10/22/2025)

Puerto Rico
(10/22/2025)

South Carolina
(10/22/2025)

Tennessee
(10/22/2025)

Virginia
(8/5/2021)

Exams

State Security Law Exam

Series 63

Date: 9/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: , 8-45321

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

111 Huntington Avenue, Boston, MA 02199

Mailing Address

111 Huntington Avenue, Boston, MA 02199

Phone number

(617) 954-5000

Established

Delaware since 10/27/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANY	PARENT COMPANY
GEREMIA, CAROL WILLIAM	DIRECTOR AND CHAIRMAN OF THE BOARD	1456883
HARDIN, HEIDI WALTER	SECRETARY	2619251
HUNT, MICHAEL ANDREW	CHIEF COMPLIANCE OFFICER	4150065
KEENAN, MICHAEL SEAN	PRESIDENT AND DIRECTOR	2324763
SMELSTOR, JOSEPH JOHN IV	TREASURER AND SENIOR GROUP CONTROLLER	6247186

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victor Rohe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Rohe's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

EVERLAKE DISTRIBUTORS, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2002

Series 6

Date: 5/17/2001

Series 24

Date: 12/6/2024

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MFS FUND DISTRIBUTORS, INC.

TRUST BUT VERIFY

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