NT
Nimrod G. Thompson
TD CAPITAL MANAGEMENT LLC
MEMPHIS, TN 38137
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CRD#: 4361188
NT
Professional summary
Nimrod Gordon Thompson, who also goes by N. Gordon Thompson, is a registered financial advisor currently at TD CAPITAL MANAGEMENT LLC located in Memphis, Tennessee.
Nimrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nimrod has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
N. Gordon Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
N. Gordon Thompson is a member of the Board of Directors of Evolve Bancorp, Inc., a bank holding company headquartered in Memphis, TN. He also serves as trustee or co-trustee for several family trusts unrelated to TD Capital Management LLC. As trustee, he oversees the investment management of non-related Investment Advisors. N. Gordon Thompson devotes the majority of his professional time working for TD Capital.
CRS (Client Relationship Summary) - RIA
Click below to view Nimrod Gordon Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2004 - Present
TD CAPITAL MANAGEMENT LLC
Office #1: 5100 Poplar Avenue Suite 2904, Memphis, TN 38137RIA
CRD#: 106125
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TD CAPITAL MANAGEMENT LLC
TD CAPITAL | TTG FINANCIAL ADVISORS LLC | TD CAPITAL MANAGEMENT LLC
CRD#: 106125 / SEC#: 801-52893
RIA
Registered Investment Advisory firm - (9/16/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(4/1/2004)
IAR
Texas(10/20/2020)
Exams
Current Firm
TC
TD CAPITAL MANAGEMENT LLC
TD CAPITAL | TTG FINANCIAL ADVISORS LLC | TD CAPITAL MANAGEMENT LLC
CRD#: 106125 / SEC#: 801-52893
RIA
Registered Investment Advisory firm - (9/16/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5100 Poplar Avenue Suite 2904, Memphis, TN 38137-1400
Mailing Address
Phone number
(901) 681-0021
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 1,087,661,161 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 03/08/2024 | ||
| 02/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TD CAPITAL MANAGEMENT LLC
CRD#: 106125Memphis, TN 38137TRUST BUT VERIFY
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