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AX

Alexander L. Xethalis

QUASAR DISTRIBUTORS
Portland, ME 04101
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CRD#: 4361167
AX

Professional summary


Alexander Lambros Xethalis, who also goes by Alex Lambros Xethalis, Alexander Xethalis, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2001. Alexander has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alex Lambros Xethalis | Alexander Xethalis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexander Lambros Xethalis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 26, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 103848
Portland, ME
Past

January 2, 2019 - August 5, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
New York, NY
Past

October 9, 2015 - December 31, 2018

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
New York, NY
Past

February 12, 2014 - October 6, 2015

FRED ALGER & COMPANY, LLC

BD
CRD#: 5300
NEW YORK, NY
Past

April 13, 2012 - February 4, 2013

MONTAGE INVESTMENTS, LLC

RIA
CRD#: 152607
LEAWOOD, KS
Past

July 12, 2011 - February 7, 2013

MSEC, LLC

BD
CRD#: 154327
LEAWOOD, KS
Past

August 17, 2010 - March 26, 2012

THE NATIONS GROUP ADVISORS, LLC

RIA
CRD#: 152047
LEAWOOD, KS
Past

April 16, 2010 - May 31, 2011

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
LEAWOOD, KS
Past

November 1, 2007 - April 28, 2008

MERIDIAN EQUITY PARTNERS, INC.

BD
CRD#: 133849
NEW YORK, NY
Past

April 11, 2007 - October 15, 2007

ROCHDALE SECURITIES LLC

BD
CRD#: 6863
NEW YORK, NY
Past

September 29, 2006 - April 18, 2007

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY
Past

July 10, 2006 - October 3, 2006

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
NEW YORK, NY
Past

May 9, 2006 - July 17, 2006

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

November 19, 2003 - May 4, 2006

CARLIN EQUITIES, LLC

BD
CRD#: 31295
RED BANK, NJ
Past

June 18, 2002 - January 21, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

June 27, 2001 - October 25, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/26/2022)
RR
Alaska
(8/26/2022)
RR
Arizona
(8/26/2022)
RR
Arkansas
(8/26/2022)
RR
California
(8/26/2022)
RR
Colorado
(8/26/2022)
RR
Connecticut
(8/26/2022)
RR
Delaware
(8/26/2022)
RR
District of Columbia
(8/26/2022)
RR
Florida
(8/26/2022)
RR
Georgia
(8/26/2022)
RR
Hawaii
(8/26/2022)
RR
Idaho
(8/26/2022)
RR
Illinois
(8/26/2022)
RR
Indiana
(8/26/2022)
RR
Iowa
(8/26/2022)
RR
Kansas
(8/26/2022)
RR
Kentucky
(8/26/2022)
RR
Louisiana
(8/26/2022)
RR
Maine
(8/26/2022)
RR
Maryland
(8/26/2022)
RR
Massachusetts
(8/26/2022)
RR
Michigan
(8/26/2022)
RR
Minnesota
(8/26/2022)
RR
Mississippi
(8/26/2022)
RR
Missouri
(8/26/2022)
RR
Montana
(8/26/2022)
RR
Nebraska
(8/26/2022)
RR
Nevada
(8/26/2022)
RR
New Hampshire
(8/26/2022)
RR
New Jersey
(8/26/2022)
RR
New Mexico
(8/26/2022)
RR
New York
(8/26/2022)
RR
North Carolina
(8/26/2022)
RR
North Dakota
(8/26/2022)
RR
Ohio
(8/27/2022)
RR
Oklahoma
(8/26/2022)
RR
Oregon
(8/26/2022)
RR
Pennsylvania
(8/26/2022)
RR
Puerto Rico
(8/26/2022)
RR
Rhode Island
(8/26/2022)
RR
South Carolina
(8/26/2022)
RR
South Dakota
(8/26/2022)
RR
Tennessee
(2/9/2023)
RR
Texas
(8/26/2022)
RR
Utah
(8/26/2022)
RR
Vermont
(8/26/2022)
RR
Virgin Islands
(8/26/2022)
RR
Virginia
(8/26/2022)
RR
Washington
(8/26/2022)
RR
West Virginia
(8/26/2022)
RR
Wisconsin
(8/26/2022)
RR
Wyoming
(8/26/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/23/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/26/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUASAR DISTRIBUTORS, LLC

CRD#: 103848Portland, ME 04101

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