DH
David P. Hughes
RESURGENT ADVISORS
Atlanta, GA 30328
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CRD#: 4361140
DH
Professional summary
David Parker Hughes, who also goes by David Hughes, is a registered financial advisor currently at RESURGENT ADVISORS located in Atlanta, Georgia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Hughes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE - DBA: PEACHTREE FINANCIAL GROUP, INVESTMENT-RELATED, Two Securities Center, 3500 Piedmont, Suite 225, Atlanta, GA, LIFE INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, MANAGING PARTNER, START DATE: 09/06/2010, APPROXIMATE NUMBER OF HOURS/MONTH: 25-40. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10-25, DUTIES: INSURANCE SALES INCLUDING: LIFE, HEALTH, DISABILITY, LTC AND ANNUITIES.
2) PEACHTREE COLLEGE PLANNING, NOT INVESTMENT-RELATED, Two Securities Center, 3500 Piedmont, Suite 225, Atlanta, GA, COLLEGE PLANNING, PARTNER, START DATE: 03/01/2011, APPROX. NUMBER OF HRS/MO: 25-40 HRS/MO, THE NUMBER OF HRS/MO DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 25-40 HRS/MO, DUTIES: HOLD INFORMATIONAL CLASSES DESCRIBING SERVICES TO BETTER POSITION A STUDENT FOR SCHOOL SELECTION.
CRS (Client Relationship Summary) - RIA
Click below to view David Parker Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2019 - Present
RESURGENT ADVISORS
Office #1: 600 Embassy Row Ste 108, Atlanta, GA 30328RIA
CRD#: 299575
Atlanta, GA
Past
September 23, 2016 - October 8, 2019
THE FIDUCIARY ALLIANCE
RIA
CRD#: 284924
Atlanta, GA
Past
August 27, 2013 - March 28, 2017
CG ADVISORY SERVICES
RIA
CRD#: 110929
ATLANTA, GA
Past
March 11, 2010 - August 29, 2013
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
ATLANTA, GA
Past
February 22, 2010 - August 29, 2013
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
ATLANTA, GA
Past
July 30, 2008 - February 26, 2010
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ALPHARETTA, GA
Past
July 25, 2008 - February 26, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
ALPHARETTA, GA
Past
July 16, 2007 - August 1, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ATLANTA, GA
Past
June 7, 2007 - August 1, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RESURGENT ADVISORS
3G WEALTH MANAGEMENT | TRIPLE GATE ADVISORS, LLC | TRIPLE GATE ADVISORS | TAYLOR WEALTH LLC | SUTTER WEALTH MANAGEMENT | RESURGENT FINANCIAL ADVISORS LLC | RESURGENT ADVISORS | PEACHTREE FINANCIAL GROUP | PEACHTREE COLLEGE PLANNING | ENCOMPASS FINANCIAL ADVISORS LLC | EAST FRANKLIN CAPITAL, LLC
CRD#: 299575 / SEC#: 801-117725
RIA
Registered Investment Advisory firm - (12/4/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/3/2019)
IAR
Texas(5/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RA
RESURGENT ADVISORS
3G WEALTH MANAGEMENT | TRIPLE GATE ADVISORS, LLC | TRIPLE GATE ADVISORS | TAYLOR WEALTH LLC | SUTTER WEALTH MANAGEMENT | RESURGENT FINANCIAL ADVISORS LLC | RESURGENT ADVISORS | PEACHTREE FINANCIAL GROUP | PEACHTREE COLLEGE PLANNING | ENCOMPASS FINANCIAL ADVISORS LLC | EAST FRANKLIN CAPITAL, LLC
CRD#: 299575 / SEC#: 801-117725
RIA
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Contact information
Main Address
6300 Powers Ferry Road Suite 600-207, Atlanta, GA 30339
Mailing Address
Phone number
(770) 615-8383
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 925 |
| AUM (Assets Under Management) | $ 326,381,640 |
Red Flags
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