Alice N. Finn

POWERHOUSE ASSETS LLC

Lincoln, MA

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CRD#: 4361136

Professional summary

Alice Nancy Finn, CFP® is a registered financial advisor currently at POWERHOUSE ASSETS LLC located in Lincoln, Massachusetts.

Alice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alice has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Nancy Finn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

June 30, 2011 - Present

POWERHOUSE ASSETS LLC

RIA

CRD#: 157538

Lincoln, MA

Past

December 13, 2010 - February 13, 2012

PILLAR FINANCIAL ADVISORS, INC.

RIA

CRD#: 107191

WALTHAM, MA

Past

January 25, 1996 - February 6, 2008

BALLENTINE FINN & CO INC

RIA

CRD#: 108853

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POWERHOUSE ASSETS LLC

CRD#: 157538 / SEC#: 801-119017

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/5/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/30/2011)

IAR

Texas
(7/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

POWERHOUSE ASSETS LLC

CRD#: 157538 / SEC#: 801-119017

RIA

Registered Investment Advisory firm - (7/20/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (8/5/2020 Terminated)

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Contact information

Main Address

Lincoln, MA

Mailing Address

Phone number

(781) 856-4721

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POWERHOUSE ASSETS LLC PART 2 BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 207,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alice N. Finn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Nancy Finn's CRS (Customer Relationship Summary).

Certified licenses

Experience

POWERHOUSE ASSETS LLC

PILLAR FINANCIAL ADVISORS, INC.

BALLENTINE FINN & CO INC

Primary Firm SEC Registration

POWERHOUSE ASSETS LLC

State Registrations and Notice Filings

Exams

Current Firm

POWERHOUSE ASSETS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POWERHOUSE ASSETS LLC

TRUST BUT VERIFY

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