JC
Justin A. Clarke
KPMG CORPORATE FINANCE LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4360966
JC
Professional summary
Justin Allyn Clarke is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Dallas, Texas.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Allyn Clarke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2005 - Present
KPMG CORPORATE FINANCE LLC
Office #1: 2323 Ross Ave., Dallas, TX 75201BD
CRD#: 103973
Dallas, TX
Past
June 20, 2001 - November 19, 2001
GIULIANI CAPITAL ADVISORS LLC
BD
CRD#: 111140
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2010)
RR
Arkansas(1/17/2012)
RR
California(1/13/2010)
RR
Colorado(1/17/2012)
RR
Connecticut(1/17/2012)
RR
Delaware(1/17/2012)
RR
District of Columbia(1/17/2012)
RR
Florida(1/13/2010)
RR
Georgia(1/17/2012)
RR
Illinois(1/17/2012)
RR
Indiana(1/17/2012)
RR
Iowa(1/17/2012)
RR
Kentucky(1/17/2012)
RR
Louisiana(1/17/2012)
RR
Maryland(1/17/2012)
RR
Massachusetts(1/17/2012)
RR
Michigan(1/17/2012)
RR
Minnesota(1/17/2012)
RR
Mississippi(9/15/2009)
RR
Missouri(1/17/2012)
RR
Montana(9/20/2024)
RR
Nevada(2/17/2010)
RR
New Jersey(1/17/2012)
RR
New Mexico(11/20/2013)
RR
New York(1/17/2012)
RR
North Carolina(1/19/2012)
RR
Ohio(1/17/2012)
RR
Oregon(1/17/2012)
RR
Pennsylvania(1/17/2012)
RR
Rhode Island(1/17/2012)
RR
South Dakota(9/20/2024)
RR
Texas(12/13/2005)
RR
Vermont(1/17/2012)
RR
Virginia(1/20/2010)
RR
Washington(1/17/2012)
RR
West Virginia(1/17/2012)
RR
Wisconsin(1/17/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KPMG CORPORATE FINANCE LLC
CRD#: 103973Dallas, TX 75201TRUST BUT VERIFY
Monitor Justin Clarke
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
