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JC

Justin A. Clarke

KPMG CORPORATE FINANCE
Dallas, TX 75201
CRD#: 4360966
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JC
Justin Allyn ClarkeKPMG CORPORATE FINANCE

Professional summary

Justin Allyn Clarke is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Dallas, Texas.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2001. Justin has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Allyn Clarke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2005 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 2323 Ross Ave., Dallas, TX 75201
BD
CRD#: 103973
Dallas, TX
Past

June 20, 2001 - November 19, 2001

GIULIANI CAPITAL ADVISORS LLC

BD
CRD#: 111140
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/13/2010)
RR
Arkansas
(1/17/2012)
RR
California
(1/13/2010)
RR
Colorado
(1/17/2012)
RR
Connecticut
(1/17/2012)
RR
Delaware
(1/17/2012)
RR
District of Columbia
(1/17/2012)
RR
Florida
(1/13/2010)
RR
Georgia
(1/17/2012)
RR
Illinois
(1/17/2012)
RR
Indiana
(1/17/2012)
RR
Iowa
(1/17/2012)
RR
Kentucky
(1/17/2012)
RR
Louisiana
(1/17/2012)
RR
Maryland
(1/17/2012)
RR
Massachusetts
(1/17/2012)
RR
Michigan
(1/17/2012)
RR
Minnesota
(1/17/2012)
RR
Mississippi
(9/15/2009)
RR
Missouri
(1/17/2012)
RR
Montana
(9/20/2024)
RR
Nevada
(2/17/2010)
RR
New Jersey
(1/17/2012)
RR
New Mexico
(11/20/2013)
RR
New York
(1/17/2012)
RR
North Carolina
(1/19/2012)
RR
Ohio
(1/17/2012)
RR
Oregon
(1/17/2012)
RR
Pennsylvania
(1/17/2012)
RR
Rhode Island
(1/17/2012)
RR
South Dakota
(9/20/2024)
RR
Texas
(12/13/2005)
RR
Vermont
(1/17/2012)
RR
Virginia
(1/20/2010)
RR
Washington
(1/17/2012)
RR
West Virginia
(1/17/2012)
RR
Wisconsin
(1/17/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KPMG CORPORATE FINANCE LLC

CRD#: 103973Dallas, TX 75201

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