Fred G. Botek

ST. CLAIR ADVISORS

MAYFIELD HEIGHTS, OH 44124

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CRD#: 4360854

Professional summary

Fred G Botek is a registered financial advisor currently at ST. CLAIR ADVISORS, LLC located in Mayfield Heights, Ohio.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Fred has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GILMOUR ACADEMY CHAIRMAN OF THE BOARD OF TRUSTEES AND INVESTMENT COMMITTEE CHAIR 2) M&T TRUST (PRIVATE NON-OPERATING CHARITABLE FAMILY FOUNDATION; ACT AS TRUSTEE, MEMBER, VICE CHAIR AND VICE PRESIDENT 3) ACCORD DU LAC PARTNERSHIP GENERAL PARTNER; NO INDIVIDUAL AUTHORITY OVER PARTNERSHIP ASSETS, ACCOUNTS OR MATTERS 4) ESTATE PLANNING ATTORNEY 5) BROTHERS OF HOLY CROSS, MIDWEST PROVINCE LIFE DEVELOPMENT TRUST INVESTMENT COMMITTEE MEMBER 6) SISTERS OF NOTRE DAME INTERNATIONAL INVESTMENT COMMITTEE MEMBER 7) SAINT NOEL CATHOLIC CHURCH FINANCE COMMITTEE MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred G Botek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2018 - Present

ST. CLAIR ADVISORS, LLC

Office #1: 5875 Landerbrook Drive Suite 240, Mayfield Heights, OH 44124

RIA

CRD#: 155064

MAYFIELD HEIGHTS, OH

Past

December 4, 2015 - February 2, 2018

CM WEALTH ADVISORS LLC

RIA

CRD#: 119467

Pepper Pike, OH

Past

March 23, 2005 - February 10, 2006

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA

CRD#: 117756

CLEVELAND, OH

Past

March 23, 2005 - October 6, 2015

LPL FINANCIAL LLC

CRD#: 6413

RUSSELL, OH

Past

March 14, 2005 - October 6, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

RUSSELL, OH

Past

March 21, 2002 - March 27, 2003

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

CLEVELAND, OH

Past

July 17, 2001 - March 27, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ST. CLAIR ADVISORS, LLC

ALTUS WEALTH ADVISORS, LLC | ST. CLAIR ADVISORS, LLC

CRD#: 155064 / SEC#: 801-71857

RIA

Registered Investment Advisory firm - (9/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/24/2024)

IAR

Florida
(7/17/2018)

IAR

Ohio
(7/5/2018)

IAR

Texas
(5/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/4/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2001

General Securities Representative Examination

Current Firm

ST. CLAIR ADVISORS, LLC

ALTUS WEALTH ADVISORS, LLC | ST. CLAIR ADVISORS, LLC

CRD#: 155064 / SEC#: 801-71857

RIA

Registered Investment Advisory firm - (9/23/2010 Approved)

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Contact information

Main Address

5875 Landerbrook Drive Suite 240, Mayfield Heights, OH 44124

Mailing Address

Phone number

(440) 925-5670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2B - BATES (6/4/2025)

ADV FORM 2B - SOMMER (6/4/2025)

ADV FORM 2B - BOTEK (6/4/2025)

ADV PART 2B - STEINBRINK (6/4/2025)

ADV FORM 2A - ST. CLAIR ADVISORS, LLC (6/4/2025)

Regulatory assets under management

Total Number of Accounts	528
AUM (Assets Under Management)	$ 997,629,621

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2025	Cover Page	Report
08/24/2024	Cover Page	Report
01/27/2024	Cover Page	Report
02/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fred G. Botek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred G Botek's CRS (Customer Relationship Summary).

Certified licenses

Experience

CM WEALTH ADVISORS LLC

SEQUOIA FINANCIAL GROUP, L.L.C.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ST. CLAIR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2002

Series 65

Date: 9/4/2001

SIE

Date: 10/6/2015

Series 7

Date: 7/16/2001

Current Firm

ST. CLAIR ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ST. CLAIR ADVISORS, LLC

TRUST BUT VERIFY

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