Carolyn A. Galfione
Professional summary
Carolyn Ann Galfione, CFP®, who also goes by Carolyn Ann Glenney, is a registered financial advisor currently at LINSCOMB WEALTH, INC. located in Houston, Texas.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Carolyn has worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Ann Galfione's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 11, 2021 - Present
LINSCOMB WEALTH, INC.
Office #1: 1333 West Loop South Suite 1500, Houston, TX 77027April 21, 2008 - December 31, 2020
LINSCOMB WEALTH, INC.
Primary Firm SEC Registration
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2021)
Exams
Current Firm
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,814 |
| AUM (Assets Under Management) | $ 4,566,838,983 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/20/2024 | ||
| 01/24/2024 |
Red Flags
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