Paul M. Frank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Frank, who also goes by Paul M. Frank, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2015. Paul had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - June 11, 2021
STADION MONEY MANAGEMENT, LLC
Primary Firm SEC Registration
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
STADION MONEY MANAGEMENT, LLC
CRD#: 112608 / SEC#: 801-45601
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 47,926 |
| AUM (Assets Under Management) | $ 2,468,297,204 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
