Meaghan Dugan
Professional summary
Meaghan Dugan, who also goes by Meaghan Marie Dugan, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
Meaghan is registered as a RR (Registered Representative) and started their career in finance in 2001. Meaghan has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 45, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Meaghan Dugan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2025 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211November 21, 2019 - August 28, 2024
ARCHIPELAGO SECURITIES L.L.C.
November 29, 2018 - October 29, 2019
BOFA SECURITIES, INC.
June 23, 2008 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2004 - May 27, 2008
MORGAN STANLEY & CO. LLC
April 2, 2003 - May 20, 2003
SLK-HULL DERIVATIVES LLC
March 28, 2001 - March 18, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/13/2006
Limited Representative-Equity Trader ExamSeries 45
Date: 1/31/2002
PCX Floor Broker ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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