Thomas M. Bartlett

COBBLESTONE CAPITAL ADVISORS

Rochester, NY 14625

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CRD#: 4360713

Professional summary

Thomas Martin Bartlett is a registered financial advisor currently at COBBLESTONE CAPITAL ADVISORS, LLC located in Rochester, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Martin Bartlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2021 - Present

COBBLESTONE CAPITAL ADVISORS, LLC

Office #1: 500 Linden Oaks Suite 210, Rochester, NY 14625

RIA

CRD#: 108023

Rochester, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COBBLESTONE CAPITAL ADVISORS, LLC

COBBLESTONE CAPITAL ADVISORS, LLC | STEPHEN P. MOULTON & ASSOCIATES

CRD#: 108023 / SEC#: 801-55482

RIA

Registered Investment Advisory firm - (5/8/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

COBBLESTONE CAPITAL ADVISORS, LLC

COBBLESTONE CAPITAL ADVISORS, LLC | STEPHEN P. MOULTON & ASSOCIATES

CRD#: 108023 / SEC#: 801-55482

RIA

Registered Investment Advisory firm - (5/8/1998 Approved)

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Contact information

Main Address

500 Linden Oaks Suite 210, Rochester, NY 14625

Mailing Address

Phone number

(585) 473-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3,387
AUM (Assets Under Management)	$ 2,933,920,535

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/24/2025	Cover Page	Report
01/30/2024	Cover Page	Report
03/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Bartlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Martin Bartlett's CRS (Customer Relationship Summary).

Certified licenses

Experience

COBBLESTONE CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

COBBLESTONE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

COBBLESTONE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COBBLESTONE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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