Allison T. Covington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Tunnicliff Covington, who also goes by Allison Tunnicliff Covington, Allison Covington, Allison Covington Ferguson, Allison Ferguson, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2001. Allison had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2020 - December 31, 2022
FORTUNE FINANCIAL SERVICES, INC.
January 24, 2020 - April 1, 2020
MML INVESTORS SERVICES, LLC
November 27, 2019 - January 17, 2020
PRUCO SECURITIES, LLC.
November 26, 2019 - January 17, 2020
PRUCO SECURITIES, LLC.
May 17, 2017 - November 20, 2019
OSAIC SERVICES, INC.
May 17, 2017 - November 20, 2019
OSAIC SERVICES, INC.
April 7, 2017 - May 22, 2017
PARK AVENUE SECURITIES LLC
April 6, 2017 - May 22, 2017
PARK AVENUE SECURITIES LLC
January 6, 2012 - April 3, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - April 3, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 17, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 4, 2003 - January 6, 2012
WORLD GROUP SECURITIES, INC.
March 22, 2001 - May 10, 2001
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
