VE
Vincent J. Egan
BENJAMIN F. EDWARDS & COMPANY
Morristown, NJ 07960
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CRD#: 4360423
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Professional summary
Vincent James Egan, who also goes by VIncent J Egan, is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in Morristown, New Jersey.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Vincent has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vincent J Egan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vincent James Egan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vincent James Egan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 67 East Park Pl, Suite 850, Morristown, NJ 07960RIA
BD
CRD#: 146936
Morristown, NJ
Current
July 2, 2013 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 67 East Park Pl, Suite 850, Morristown, NJ 07960RIA
BD
CRD#: 146936
Morristown, NJ
Past
January 1, 2008 - July 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MORRISTOWN, NJ
Past
January 1, 2008 - July 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MORRISTOWN, NJ
Past
September 12, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MORRISTOWN, NJ
Past
September 12, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MORRISTOWN, NJ
Past
August 31, 2006 - September 13, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MORRISTOWN, NJ
Past
August 31, 2006 - September 13, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MORRISTOWN, NJ
Past
February 6, 2004 - August 21, 2006
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MORRISTOWN, NJ
Past
July 16, 2003 - August 21, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MORRISTOWN, NJ
Past
April 17, 2001 - July 15, 2003
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/8/2014)
RR
California(6/28/2017)
RR
Connecticut(1/4/2023)
RR
Delaware(7/11/2019)
RR
Florida(7/2/2013)
RR
Georgia(7/2/2013)
RR
Maine(11/19/2024)
RR
Michigan(10/17/2025)
RR
New Jersey(7/2/2013)
IAR
New Jersey(7/2/2013)
RR
New York(7/2/2013)
RR
North Carolina(7/2/2013)
RR
Ohio(6/20/2024)
RR
Pennsylvania(7/2/2013)
RR
South Carolina(2/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
CRD#: 146936 / SEC#: 801-71421, 8-68023
RIA
Registered Investment Advisory firm - SEC (5/6/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
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Contact information
Main Address
One North Brentwood Blvd, Suite 850 Suite 850, St. Louis, MO 63105
Mailing Address
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105
Phone number
(314) 726-1600
Established
Missouri since 08/19/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
736
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENJAMIN EDWARDS, INC. | OWNER | |
| BRANDSTADT, TODD HEINRICH | DIRECTOR/DIRECTOR OF BRANCHES | 2631699 |
| EDWARDS, BENJAMIN FRANKLIN | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 6670972 |
| EDWARDS, BENJAMIN FRANKLIN IV | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 1061490 |
| EGGLESTON, BROOKE DANIELLE | DIRECTOR/CHIEF HUMAN RESOURCE OFFICER | 7528898 |
| KELLER, CHRISTOPHER M | DIRECTOR/DIRECTOR OF BUSINESS SERVICES | 4346617 |
| MARTIN, THOMAS HAYDEN JR | DIRECTOR/CHIEF FINANCIAL OFFICER | 1459719 |
| MUCKLER, MATTHEW PAUL | CHIEF COMPLIANCE OFFICER, ADVISORY | 4762147 |
| RUBENSTEIN, DOUGLAS DAVID | DIRECTOR/SENIOR ADVISOR TO THE CHAIRMAN | 1138380 |
| STEVENS, KATELYN CLARE | CHIEF COMPLIANCE OFFICER, BROKERAGE | 5752247 |
| TAYLOR, GWENDOLYN MADISON | DIRECTOR/CHIEF LEGAL COUNSEL | 4812432 |
| WHITING, CHRISTOPHER MARK | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 2242513 |
| WISDOM, BILLY JOE | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 1810908 |
Regulatory assets under management
| Total Number of Accounts | 49,475 |
| AUM (Assets Under Management) | $ 15,656,482,908 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 01/23/2025 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
