Albert A. Aizin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Alan Aizin was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2001. Albert had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - October 5, 2020
THE RETIREMENT GROUP, LLC
October 4, 2011 - September 1, 2016
FSC SECURITIES CORPORATION
September 16, 2011 - December 31, 2017
THE RETIREMENT GROUP, LLC
August 29, 2011 - October 2, 2020
FSC SECURITIES CORPORATION
June 19, 2009 - September 29, 2011
SYNDICATED CAPITAL, INC.
November 22, 2002 - September 29, 2011
SYNDICATED CAPITAL, INC.
September 4, 2001 - November 12, 2002
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE RETIREMENT GROUP, LLC
CRD#: 148296 / SEC#: 801-69578
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,773 |
| AUM (Assets Under Management) | $ 544,452,358 |
Red Flags
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