Kelli A. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelli Anne Anderson, who also goes by Kelli A Saperstein, Kelli Anne Saperstein, Kelli A Skiba, was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 2001. Kelli had worked at 5 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - June 10, 2022
TELEMUS CAPITAL, LLC
March 28, 2013 - September 12, 2013
TELEMUS WEALTH ADVISORS, LLC
March 3, 2011 - September 12, 2013
TELEMUS INVESTMENT MANAGEMENT, LLC
January 12, 2004 - June 6, 2008
KESTRA INVESTMENT SERVICES, LLC
July 30, 2001 - August 19, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TELEMUS CAPITAL, LLC
CRD#: 168794 / SEC#: 801-78535
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4,367 |
| AUM (Assets Under Management) | $ 2,972,199,618 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/11/2024 | ||
| 11/22/2022 | ||
| 02/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
