Cory L. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory L. Wilson, who also goes by Cory L Wilson, Cory Lee Wilson, Cory Wilson, was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 2001. Cory had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - March 23, 2020
BB&T SECURITIES, LLC
January 2, 2018 - March 23, 2020
BB&T SECURITIES, LLC
November 20, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
November 20, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
December 1, 2014 - October 22, 2015
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 28, 2014 - October 22, 2015
BBVA SECURITIES INC.
April 16, 2010 - September 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 2010 - September 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 2008 - April 6, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
February 21, 2007 - June 2, 2008
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - June 2, 2008
MORGAN KEEGAN & COMPANY, LLC
May 12, 2006 - February 21, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
December 17, 2003 - January 24, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
October 9, 2003 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
August 14, 2002 - October 3, 2003
A. G. EDWARDS & SONS, INC.
April 10, 2001 - October 3, 2003
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
