Teresa J. Hallsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Jean Hallsworth was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2001. Teresa had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2010 - April 7, 2014
ALTERITY FINANCIAL GROUP, LLC
June 16, 2010 - September 19, 2011
PURSHE KAPLAN STERLING INVESTMENTS
December 6, 2005 - June 24, 2010
RBC CAPITAL MARKETS, LLC
March 9, 2002 - June 24, 2010
RBC CAPITAL MARKETS, LLC
May 7, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERITY FINANCIAL GROUP, LLC
CRD#: 153534 / SEC#: 801-79430
Contact information
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 120,873,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
