Jay T. Krause

CURI CAPITAL

Denver, CO 80206

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CRD#: 4359282

Professional summary

Jay Travis Krause is a registered financial advisor currently at CURI CAPITAL, LLC located in Denver, Colorado.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jay has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Travis Krause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2019 - Present

CURI CAPITAL, LLC

Office #1: 250 Fillmore Street Suite 104, Denver, CO 80206

RIA

CRD#: 134249

Denver, CO

Past

May 3, 2011 - September 2, 2016

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

October 1, 2008 - November 17, 2010

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DENVER, CO

Past

October 1, 2008 - November 17, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

DENVER, CO

Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

DENVER, CO

Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DENVER, CO

Past

February 3, 2006 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

DENVER, CO

Past

November 8, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

DENVER, CO

Past

April 19, 2005 - October 19, 2005

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

December 12, 2003 - October 14, 2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

June 18, 2001 - December 12, 2003

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURI CAPITAL, LLC

CRD#: 134249 / SEC#: 801-63939

RIA

Registered Investment Advisory firm - (2/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/18/2019)

IAR

Illinois
(1/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/15/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CURI CAPITAL, LLC

CRD#: 134249 / SEC#: 801-63939

RIA

Registered Investment Advisory firm - (2/15/2005 Approved)

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Contact information

Main Address

One North Wacker Drive Suite 3500, Chicago, IL 60606

Mailing Address

Phone number

(312) 993-5800

Established

Firm type

Fiscal year end

# of Employees

168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JULY 1, 2025 FORM ADV PART 2A CURI RMB CAPITAL, LLC (7/3/2025)

Regulatory assets under management

Total Number of Accounts	13,209
AUM (Assets Under Management)	$ 9,830,680,915

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/01/2025	Cover Page	Report
11/27/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jay T. Krause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Travis Krause's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BROWNCO, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

CURI CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2019

Series 66

Date: 2/2/2006

Series 63

Date: 8/3/2001

SIE

Date: 9/2/2016

Series 7

Date: 9/8/2004

Series 6

Date: 6/15/2001

Current Firm

CURI CAPITAL, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CURI CAPITAL, LLC

TRUST BUT VERIFY

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