George A. Gummer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Alan Gummer was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2003. George had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2008 - October 12, 2016
NEW ALBANY CAPITAL PARTNERS, LLC
July 16, 2007 - August 15, 2008
BUCKEYE WEALTH MANAGEMENT LLC
July 2, 2003 - May 11, 2007
G.A. GUMMER & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
NEW ALBANY CAPITAL PARTNERS, LLC
CRD#: 144982 / SEC#: 801-68296
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 76,141,931 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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