Mary C. Mcintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Catherine Mcintyre, who also goes by Mary Catherine Depedro, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2001. Mary had worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - July 16, 2012
INVESTORS CAPITAL CORP.
June 16, 2008 - July 12, 2012
ZELEK & ASSOCIATES
August 6, 2007 - March 30, 2012
OSAIC FS, INC.
January 30, 2007 - August 1, 2007
INVEST FINANCIAL CORPORATION
March 9, 2001 - January 29, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
