William E. Groves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eugene Groves, who also goes by Will Eugene Groves, William E Groves, William Eugene Groves, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2016 - April 11, 2018
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 7, 2016 - April 11, 2018
BBVA SECURITIES INC.
February 7, 2012 - January 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 23, 2011 - January 14, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2005 - October 20, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 20, 2005
CHASE INVESTMENT SERVICES CORP.
May 23, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 18, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 26, 2002 - August 21, 2003
IDS LIFE INSURANCE COMPANY
June 26, 2002 - August 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
June 13, 2001 - August 30, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
