Adam J. Lavier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Jennings Lavier was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2001. Adam had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2013 - January 24, 2018
MILLCO ADVISORS, LP
April 16, 2001 - July 2, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MILLCO ADVISORS, LP
CRD#: 164157 / SEC#: , 8-69090
Contact information
Documents
Red Flags
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