Eric M. Weinberg

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CRD#: 4358669

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Michael Weinberg, who also goes by Eric M Weinberg, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 82, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric M Weinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEINBERG FINANCIAL SERVICES, NON-INVESTMENT RELATED, 415 DOGWOOD DRIVE SOUTH ABINGTON TOWNSHIP, PA 18411, SALE OF FIXED INSURANCE PRODUCTS, DISABLITY, LONG TERM CARE AND HEALTH INSURANCE, OWNER/PRESIDENT, START DATE 12/2006, 15HRS DEVOTED TO THIS BUSINESS A MONTH, 0 HOURS DEVOTED DURING TRADING HOURS, SALES AND SERVICE OF INSURANCE PRODUCTS JEWISH FAMILY SERVICES OF NEPA, NON-PROFIT, LIFE BOARD MEMBER, 615 JEFFERSON AVE. SCRANTON, PA 18510, START DATE 08/2012, 1 HOUR DEVOTED TO THIS ACTIVITY, 0 HOURS DEVOTED DURING TRADING HOURS, ATTENDS and Facilitates BOARD MEETINGS JEWISH FEDERATION OF NORTHEASTERN PENNSYLVANIA, NON-PROFIT, PRESIDENT OF BOARD MEMBER, 601 JEFFERSON AVE. SCRANTON, PA 18510, START DATE 06/2021, 5 HOURS DEVOTED TO THIS ACTIVITY, 0 HOURS DEVOTED DURING TRADING HOURS, ATTENDS and Facilitates BOARD MEETINGS PRESIDIO INSURANCE LLC, NON-INVESTMENT RELATED, 211 North State Street Clarks Summit, PA 18411, SALE OF FIXED INSURANCE PRODUCTS, Property and Causality, DISABLITY, LONG TERM CARE AND HEALTH INSURANCE, PARTNER/AGENCY PRINCIPAL/MANAGING MEMBER, START DATE 1/2017, 20HRS DEVOTED TO THIS BUSINESS A MONTH, 0 HOURS DEVOTED DURING TRADING HOURS, SALES AND SERVICE OF INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 6, 2021 - November 21, 2023

ALLIANCE WEALTH ADVISORS, LLC

RIA

CRD#: 288394

SCRANTON, PA

Past

March 30, 2015 - October 7, 2019

COINSHARES CAPITAL LLC

CRD#: 170506

Clarks Summit, PA

Past

March 23, 2015 - December 4, 2020

GROUP CAPITAL ADVISORS, LLC

RIA

CRD#: 174995

CLARKS SUMMIT, PA

Past

November 1, 2011 - May 6, 2013

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SCRANTON, PA

Past

July 29, 2011 - May 6, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

SCRANTON, PA

Past

August 31, 2009 - July 13, 2011

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

S ABINGTON TOWNSHIP, PA

Past

August 31, 2009 - July 6, 2011

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

S ABINGTON TOWNSHIP, PA

Past

December 13, 2006 - September 10, 2009

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PALMYRA, PA

Past

July 5, 2005 - December 19, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

CLARKS SUMMIT, PA

Past

April 14, 2003 - June 20, 2005

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

May 17, 2001 - March 21, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCE WEALTH ADVISORS, LLC

ALLIANCE CENTER FOR INVESTOR EDUCATION | THE ROSE HOLCOMB ROSS GROUP | ALLIANCE WEALTH ADVISORS, LLC

CRD#: 288394 / SEC#: 801-110512

RIA

Registered Investment Advisory firm - (6/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 11/24/2014

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 82

Date: 3/10/2014

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7

Date: 8/19/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/16/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/6/2011

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ALLIANCE WEALTH ADVISORS, LLC

ALLIANCE CENTER FOR INVESTOR EDUCATION | THE ROSE HOLCOMB ROSS GROUP | ALLIANCE WEALTH ADVISORS, LLC

CRD#: 288394 / SEC#: 801-110512

RIA

Registered Investment Advisory firm - (6/6/2017 Approved)

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Contact information

Main Address

538 Biden Street Suite 700, Scranton, PA 18503

Mailing Address

Phone number

(570) 961-1516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLIANCE WEALTH ADVISORS ADV BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 498,454,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric M. Weinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COINSHARES CAPITAL LLC

GROUP CAPITAL ADVISORS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

AVANTAX INVESTMENT SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

HORACE MANN INVESTORS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALLIANCE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2008

Series 63

Date: 8/4/2001

SIE

Date: 10/1/2018

Series 79

Date: 11/24/2014

Series 82

Date: 3/10/2014

Series 7

Date: 8/19/2009

Series 6

Date: 5/16/2001

Series 24

Date: 7/18/2014

Series 26

Date: 9/6/2011

Current Firm

ALLIANCE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIANCE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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