Roger O. Hudspeth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Odell Hudspeth II was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 2001. Roger had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2011 - December 31, 2015
DOMINION INVESTMENT ADVISORS, LLC
July 15, 2010 - July 15, 2010
DOMINION INVESTMENT ADVISORS, LLC
January 16, 2008 - July 15, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
January 16, 2008 - July 15, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
January 4, 2005 - January 18, 2008
BI INVESTMENTS, LLC
January 4, 2005 - January 18, 2008
BI INVESTMENTS, LLC
January 22, 2004 - December 31, 2004
NEXT FINANCIAL GROUP, INC.
March 3, 2003 - December 31, 2004
NEXT FINANCIAL GROUP, INC.
March 16, 2001 - March 19, 2003
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DOMINION INVESTMENT ADVISORS, LLC
CRD#: 150995 / SEC#:
Contact information
Red Flags
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