Timothy C. Gunderson

TRADITION WEALTH MANAGEMENT LLC

Edina, MN 55435

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CRD#: 4358442

Professional summary

Timothy Charles Gunderson, CFP®, who also goes by Tim C. Gunderson, is a registered financial advisor currently at TRADITION WEALTH MANAGEMENT LLC located in Edina, Minnesota and PRIVATE CLIENT SERVICES, LLC located in Woodbury, Minnesota.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim C. Gunderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tradition Wealth Management, LLC. 7601 France Ave S, Sute 100, Edina, MN 55435. RIA. Partner. 40 hrs/mo; 40 during trading hrs. 2) TWM insurance. 7601 France Ave S, Sute 100, Edina, MN 55435. Sale of life, LTC and Disability insurance. Owner of company and producer. 1 hr/mo; 1 during trading hrs. Investment related. 3) TWM Sports Management. 7601 France Ave S, Sute 100, Edina, MN 55435. Management of client assets. Owner and producer. 1 hr/mo; 1 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Gunderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 31, 2014 - Present

TRADITION WEALTH MANAGEMENT LLC

Office #1: 7601 France Avenue South Suite 100, Edina, MN 55435Office #2: 7616 Currell Blvd Suite 110, Woodbury, MN 55125

RIA

CRD#: 128314

Edina, MN

Current

January 31, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 7616 Currell Blvd #110, Woodbury, MN 55125Office #2: 14850 N. Scottsdale Rd., Suite 100, Scottsdale, AZ 85254

RIA

CRD#: 120222

Woodbury, MN

Past

July 30, 2004 - January 31, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Edina, MN

Past

March 5, 2004 - August 11, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 26, 2001 - March 8, 2004

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA

Registered Investment Advisory firm - (1/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(11/9/2023)

Arizona
(1/31/2025)

California
(1/31/2025)

Florida
(1/31/2025)

Illinois
(1/31/2025)

Iowa
(1/31/2025)

Massachusetts
(2/19/2025)

IAR

Minnesota
(1/31/2014)

Minnesota
(1/31/2025)

Missouri
(1/31/2025)

Montana
(1/31/2025)

Nevada
(1/31/2025)

New York
(1/31/2025)

North Carolina
(1/31/2025)

Tennessee
(3/12/2025)

IAR

Texas
(8/13/2015)

Texas
(1/31/2025)

Virginia
(1/31/2025)

Washington
(1/31/2025)

Wisconsin
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/24/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADITION WEALTH MANAGEMENT LLC

CRD#: 128314 / SEC#: 801-62666

RIA

Registered Investment Advisory firm - (1/30/2004 Approved)

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Contact information

Main Address

7601 France Avenue South Suite 100, Edina, MN 55435

Mailing Address

Phone number

(952) 563-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRADITION WEALTH MANAGEMENT ADVII (3/26/2025)

Regulatory assets under management

Total Number of Accounts	5,271
AUM (Assets Under Management)	$ 1,950,074,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy C. Gunderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Gunderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

TRADITION WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2004

Series 6

Date: 2/24/2001

Series 24

Date: 12/6/2005

FINRA

Current Firm

TRADITION WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADITION WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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