Joshua A. Putnam

LEGACY CAPITAL WEALTH PARTNERS

COLUMBIA, MO 65203

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CRD#: 4358266

Professional summary

Joshua Andrews Putnam is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Columbia, Missouri.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joshua has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month 2) The Putnam Group; Not investment-related; Columbia, MO 65203; Entity for collection of residual commissions from sale of insurance policies; Owner; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Andrews Putnam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2025 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 303 North Stadium Blvd 2nd Floor, Columbia, MO 65203

RIA

CRD#: 291960

COLUMBIA, MO

Past

October 4, 2005 - June 16, 2025

SUNDVOLD FINANCIAL

RIA

CRD#: 108176

COLUMBIA, MO

Past

April 1, 2003 - October 5, 2005

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

COLUMBIA, MO

Past

February 28, 2003 - October 5, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 9, 2001 - March 26, 2003

LEGACY FINANCIAL GROUP, INC.

RIA

CRD#: 113885

COLUMBIA, MO

Past

March 23, 2001 - March 10, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(6/12/2025)

IAR

Missouri
(6/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/22/2001

General Securities Representative Examination

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

8315 Cantrell Road Suite 200, Little Rock, AR 72227

Mailing Address

Phone number

(501) 376-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua A. Putnam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Andrews Putnam's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY CAPITAL WEALTH PARTNERS, LLC

SUNDVOLD FINANCIAL

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LEGACY FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

LEGACY CAPITAL WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2001

Series 7

Date: 3/22/2001

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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