Michael E. Salerno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Salerno, who also goes by Michael E. Salerno, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 5 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2022 - December 24, 2024
AUA PRIVATE WEALTH ADVISORS, LLC
November 10, 2020 - April 10, 2024
MPB WEALTH MANAGEMENT, LLC
August 10, 2012 - January 10, 2019
AUA CAPITAL MANAGEMENT
November 10, 2004 - March 30, 2012
CENARIO CAPITAL MANAGEMENT
April 20, 2001 - October 28, 2004
SELECT CAPITAL ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUA PRIVATE WEALTH ADVISORS, LLC
CRD#: 323621 / SEC#: 801-126972
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 98,227,368 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
