Nadine N. Le Gall
Professional summary
Nadine Nmn Le Gall, who also goes by Nadine N/a Le Gall, Nadine Le Gall, Nadine N/a Le Rouzic, Nadine Le Rouzic, is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.
Nadine is registered as a RR (Registered Representative) and started their career in finance in 2002. Nadine has worked at 5 firms and has passed the Series 99TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nadine Nmn Le Gall's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2010 - Present
MAN INVESTMENTS INC.
Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105Office #2: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105July 22, 2010 - November 3, 2010
ALPS DISTRIBUTORS, INC.
April 10, 2008 - July 28, 2008
RESOURCIVE CAPITAL, LLC
October 7, 2005 - December 7, 2005
PEQUOT CAPITAL FINANCIAL SERVICES
September 5, 2002 - July 1, 2003
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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