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SM

Shannon M. Markle

MARKLE FINANCIAL LLC
Laramie, WY 82070
Some features on this profile are disabled
CRD#: 4358151
SM

Professional summary

Shannon Michael Markle is a registered financial advisor currently at MARKLE FINANCIAL LLC located in Laramie, Wyoming.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Shannon has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Michael Markle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2019 - Present

MARKLE FINANCIAL LLC

Office #1: 506 S. 21st. St. Suite 101, Laramie, WY 82070
RIA
CRD#: 302088
Laramie, WY
Past

June 3, 2011 - July 5, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
LARAMIE, WY
Past

June 3, 2011 - July 5, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
LARAMIE, WY
Past

December 8, 2005 - June 8, 2011

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
LARAMIE, WY
Past

April 15, 2002 - June 8, 2011

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
LARAMIE, WY
Past

March 12, 2001 - April 4, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MARKLE FINANCIAL LLC
MARKLE FINANCIAL LLC | ROWLEY FINANCIAL

CRD#: 302088 / SEC#: 801-116686

RIA
Registered Investment Advisory firm - (5/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/10/2023)
IAR
Wyoming
(6/28/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/10/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MF
MARKLE FINANCIAL LLC
MARKLE FINANCIAL LLC | ROWLEY FINANCIAL

CRD#: 302088 / SEC#: 801-116686

RIA
Registered Investment Advisory firm - (5/24/2019 Approved)
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Contact information

Main Address
506 S. 21st. St. Suite 101, Laramie, WY 82070
Mailing Address
Phone number
(307) 721-1725
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARKLE FINANCIAL LLC - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts324
AUM (Assets Under Management)$ 121,576,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKLE FINANCIAL LLC

CRD#: 302088Laramie, WY 82070

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