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SF

Scott G. Fischer

ENZA FINANCIAL
Independence, OH 44131
Some features on this profile are disabled
CRD#: 4358126
SF

Professional summary

Scott Gerald Fischer, AIF® is a registered financial advisor currently at ENZA FINANCIAL, LLC located in Independence, Ohio and M HOLDINGS SECURITIES, INC. located in Independence, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tudor House Advisory Council; 655 Latham Road, Akron, OH 44319; 02/01/2019; Member; Promotion, Ticket Sales, Donations and Outdoor Maintenance Sub-Committee; Not Investment Related; 4 hours/month; 4 hours/month during business hours; No Compensation. 2) Enza Financial; 6450 Rockside Woods Blvd., Suite 150, Independence, OH 44131; 07/01/2020; Senior Investment Consultant; Financial Product sales; Investment Related; 160 hours/month; 160 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Commissions, Wages/Salary. 3) Enza Financial RIA; 6450 Rockside Woods Blvd., Suite 150, Independence, OH 44131; 07/01/2020; Principal; Independent RIA; Investment Related; 100 hours/month; 100 hours/month during business hours; Expense Reimbursement, Ownership, Profits, Wages/Salary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gerald Fischer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

November 17, 2021 - Present

ENZA FINANCIAL, LLC

Office #1: 6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131
RIA
CRD#: 315827
Independence, OH
Current

November 30, 2011 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 6450 Rockside Woods Blvd. Suite 150, Independence, OH 44131
RIA
BD
CRD#: 43285
Independence, OH
Past

November 30, 2011 - December 15, 2022

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
PORTLAND, OR
Past

April 24, 2009 - September 1, 2011

GWN SECURITIES INC.

RIA
CRD#: 128929
HUDSON, OH
Past

April 20, 2009 - September 1, 2011

GWN SECURITIES INC.

BD
CRD#: 128929
HUDSON, OH
Past

November 5, 2007 - April 15, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
AKRON, OH
Past

November 2, 2007 - April 15, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
AKRON, OH
Past

September 27, 2002 - October 17, 2007

VALMARK ADVISERS, INC.

RIA
CRD#: 108050
NEWARK, OH
Past

March 2, 2001 - October 12, 2007

VALMARK SECURITIES, INC.

BD
CRD#: 31243
NEWARK, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC

CRD#: 315827 / SEC#: 801-125885

RIA
Registered Investment Advisory firm - (6/16/2022 Approved)
Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)
Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(11/30/2011)
IAR
Ohio
(11/17/2021)
IAR
Texas
(2/17/2022)
RR
Wisconsin
(11/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/13/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/24/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC

CRD#: 315827 / SEC#: 801-125885

RIA
Registered Investment Advisory firm - (6/16/2022 Approved)
Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)
Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)
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Contact information

Main Address
6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131
Mailing Address
Phone number
(216) 236-0700
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENZA FINANCIAL, LLC - DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts271
AUM (Assets Under Management)$ 146,474,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENZA FINANCIAL, LLC

CRD#: 315827Independence, OH 44131

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