Charles H. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Nelson III was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2001. Charles had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - December 31, 2015
NVESTNTEL, LLC
January 18, 2007 - July 16, 2012
BNP PARIBAS INVESTMENT SERVICES, LLC
September 4, 2003 - January 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 13, 2001 - January 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NVESTNTEL, LLC
CRD#: 171603 / SEC#:
Contact information
Red Flags
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