William D. Proper
Professional summary
William David Proper is a registered financial advisor currently at VIVALDI CAPITAL MANAGEMENT LP located in Beachwood, Ohio.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. William has worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William David Proper's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2020 - Present
VIVALDI CAPITAL MANAGEMENT LP
Office #1: 3333 Richmond Road Suite #480, Beachwood, OH 44122January 23, 2003 - January 30, 2020
THE PROPER ANALYSIS CORPORATION
Primary Firm SEC Registration
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2020)
Exams
Current Firm
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,413 |
| AUM (Assets Under Management) | $ 4,647,085,822 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2024 | ||
| 10/24/2023 | ||
| 07/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
