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JB

Julie L. Brim

SPIEGELMAN WEALTH MANAGEMENT
WALNUT CREEK, CA 94596
Some features on this profile are disabled
CRD#: 4357964
JB

Professional summary

Julie Lynn Brim, who also goes by Julie Lynn Dillman, is a registered financial advisor currently at SPIEGELMAN WEALTH MANAGEMENT, INC. located in Walnut Creek, California.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Julie has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Julie Lynn Dillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Lynn Brim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2026 - Present

SPIEGELMAN WEALTH MANAGEMENT, INC.

Office #1: 1212 Broadway Plaza Suite 2100 #54., Walnut Creek, CA 94596
RIA
CRD#: 336637
WALNUT CREEK, CA
Past

February 21, 2018 - July 15, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Walnut Creek, CA
Past

February 21, 2018 - May 1, 2020

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Lafayette, CA
Past

September 12, 2007 - March 20, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SAN FRANCISCO, CA
Past

January 5, 2007 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA
CRD#: 109729
MILWAUKEE, WI
Past

June 20, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

June 20, 2001 - March 20, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIEGELMAN WEALTH MANAGEMENT, INC.
LAFAYETTE WEALTH MANAGEMENT LLC | SPIEGELMAN WEALTH MANAGEMENT, INC. | SPIEGELMAN WEALTH MANAGEMENT LLC

CRD#: 336637 / SEC#: 801-133759

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/8/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/22/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/9/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SW
SPIEGELMAN WEALTH MANAGEMENT, INC.
LAFAYETTE WEALTH MANAGEMENT LLC | SPIEGELMAN WEALTH MANAGEMENT, INC. | SPIEGELMAN WEALTH MANAGEMENT LLC

CRD#: 336637 / SEC#: 801-133759

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1212 Broadway Plaza Suite 2100 #54., Walnut Creek, CA 94596
Mailing Address
3000-f Danville Blvd., #423, Alamo, CA 94507
Phone number
(925) 385-6200
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SWM FORM ADV PART 2A WRAP 2025 (9/23/2025)
SWM FORM ADV PART 2A 2025 (9/23/2025)

Regulatory assets under management

Total Number of Accounts531
AUM (Assets Under Management)$ 431,869,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPIEGELMAN WEALTH MANAGEMENT, INC.

CRD#: 336637Walnut Creek, CA 94596

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