Michael D. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Douglas Young, who also goes by Mike Young, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2013 - March 26, 2024
SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP
CRD#: 107400 / SEC#: 801-50346
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 172,004,691 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2024 | ||
| 01/18/2023 | ||
| 01/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
