Marijo T. Harding

PRUDENCE ADVISORY SERVICES

Round Rock, TX 78681

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CRD#: 4357496

Professional summary

Marijo Tase Harding, who also goes by Marijo T Harding, Marijo Tase, is a registered financial advisor currently at PRUDENCE ADVISORY SERVICES located in Round Rock, Texas.

Marijo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Marijo has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marijo T Harding | Marijo Tase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INSURANCE SALES D/B/A PRUDENCE PLANNING 1 Chisholm Trail Rd, Ste 450 Round Rock TX 78681 Ms. Harding spends approximately 20% of her time on insurance related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marijo Tase Harding's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2018 - Present

PRUDENCE ADVISORY SERVICES

Office #1: One Chisholm Trail Rd. Ste. 450, Round Rock, TX 78681

RIA

CRD#: 293721

Round Rock, TX

Past

October 7, 2011 - November 12, 2012

D.H. HILL SECURITIES, LLLP

CRD#: 41528

AUSTIN, TX

Past

September 29, 2008 - May 2, 2018

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Georgetown, TX

Past

September 29, 2008 - November 3, 2009

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

December 17, 2007 - September 25, 2008

CETERA ADVISORS LLC

RIA

CRD#: 10299

THE WOODLANDS, TX

Past

July 18, 2007 - September 25, 2008

CETERA ADVISORS LLC

CRD#: 10299

THE WOODLANDS, TX

Past

March 26, 2007 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

THE WOODLANDS, TX

Past

April 10, 2001 - June 29, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/13/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/6/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PRUDENCE ADVISORY SERVICES

PRUDENCE ADVISORY SERVICES | PRUDENCE ADVISORY SERVICES, LLC

CRD#: 293721 / SEC#:

Texas

Registered Investment Advisory firm - (4/30/2018 Approved)

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Contact information

Main Address

One Chisholm Trail Rd. Ste. 450, Round Rock, TX 78681

Mailing Address

Phone number

(512) 865-6940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marijo T. Harding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marijo Tase Harding's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LEGACY FINANCIAL SERVICES, INC.

USALLIANZ SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2007

Series 63

Date: 4/26/2001

Series 7

Date: 2/13/2002

Series 6

Date: 4/9/2001

Series 24

Date: 2/25/2002

Series 26

Date: 6/6/2001

Current Firm

PRUDENCE ADVISORY SERVICES

Contact information

Documents

Red Flags

Company Information

PRUDENCE ADVISORY SERVICES

TRUST BUT VERIFY

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