Troy B. Toner

TONER ASSET MANAGEMENT GROUP

VIRGINIA BEACH, VA 23451

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CRD#: 4357415

Professional summary

Troy Bryon Toner is a registered financial advisor currently at TONER ASSET MANAGEMENT GROUP, INC. located in Virginia Beach, Virginia.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Troy has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MAGNA IMPERIO SYSTEMS; INVESTMENT RELATED; 7300 NORTH SAM HOUSTON PARKWAY W, HOUSTON, TX 77064; WATER TREATMENT SOLUTIONS; CONSULTANT/INTERIM CHIEF FINANCIAL OFFICER; 40-60 HOURS PER MONTH DEVOTED TO THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Bryon Toner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2003 - Present

TONER ASSET MANAGEMENT GROUP, INC.

Office #1: 304 34th Street Suite 4, Virginia Beach, VA 23451

RIA

CRD#: 120640

VIRGINIA BEACH, VA

Past

June 24, 2002 - December 31, 2002

TONER ASSET MANAGEMENT GROUP, INC.

RIA

CRD#: 120640

VIRGINIA BEACH, VA

Past

April 9, 2001 - April 22, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/8/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/7/2001

General Securities Representative Examination

Current Firm

TONER ASSET MANAGEMENT GROUP, INC.

TONER ASSET MANAGEMENT GROUP | TONER ASSET MANAGEMENT GROUP, INC.

CRD#: 120640 / SEC#: 801-110292

RIA

Registered Investment Advisory firm - (6/18/2021 Terminated)

Virginia

Registered Investment Advisory firm - (6/17/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

303 34th Street Suite 4, Virginia Beach, VA 23451

Mailing Address

Phone number

(757) 425-1977

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 73,569,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy B. Toner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Bryon Toner's CRS (Customer Relationship Summary).

Certified licenses

Experience

TONER ASSET MANAGEMENT GROUP, INC.

TONER ASSET MANAGEMENT GROUP, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2001

Series 63

Date: 5/1/2001

Series 7

Date: 4/7/2001

Current Firm

TONER ASSET MANAGEMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TONER ASSET MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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