Jason M. Folsom
PRINCIPAL SECURITIES
Bettendorf, IA 52722
Some features on this profile are disabled
CRD#: 4357310
Professional summary
Jason M Folsom, CFP®, ChFC® is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Bettendorf, Iowa.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**OWN RENTAL PROPERTY AT 1306 13TH AVE, STERLING, IL.**BROKER- LIFE, HEALTH, LTC, MEDICARE SUPPLEMENT, FIXED ANNUITIES EFFECTIVE DATE - 08/09/13. **FOLSOM HOLDING COMPANY LLC POSITION: Sole Member NATURE: Holding Company for other LLC's INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2024 ADDRESS: 7025 CORDOVA RD, Erie IL 61250, United States DESCRIPTION: Holding company for Spring valley Carwash LLC and Cactus ranch ventures LLC. **SPRING VALLEY CAR WASH LLC POSITION: Car Wash NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2024 ADDRESS: 7025 CORDOVA RD, Erie IL 61250, United States DESCRIPTION: Spring Valley Car Wash LLC, owns and operates a car wash in spring valley IL (no other holds or activities) **CACTUS RANCH RV VENTURES LLC POSITION: Sole Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 7025 CORDOVA RD, Erie IL 61250, United States DESCRIPTION: Own and rent Class C RV (Airbnb for campers)
CRS (Client Relationship Summary) - RIA
Click below to view Jason M Folsom's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason M Folsom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 14, 2010 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 5207 Competition Dr, Bettendorf, IA 52722RIA
BD
CRD#: 1137
Bettendorf, IA
Current
April 16, 2010 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 5207 Competition Dr, Bettendorf, IA 52722RIA
BD
CRD#: 1137
Bettendorf, IA
Past
June 1, 2009 - May 13, 2010
MORGAN STANLEY
RIA
CRD#: 149777
DAVENPORT, IA
Past
June 1, 2009 - May 13, 2010
MORGAN STANLEY
BD
CRD#: 149777
DAVENPORT, IA
Past
November 12, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DAVENPORT, IA
Past
November 12, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DAVENPORT, IA
Past
February 4, 2002 - July 27, 2007
COUNTRY TRUST BANK
RIA
CRD#: 109487
ERIE, IL
Past
March 20, 2001 - November 2, 2007
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
ERIE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/16/2010)
RR
Arkansas(2/1/2013)
RR
California(5/28/2015)
RR
Colorado(2/24/2021)
RR
Connecticut(10/12/2023)
RR
District of Columbia(1/11/2022)
RR
Florida(7/11/2011)
RR
Illinois(4/16/2010)
RR
Iowa(4/16/2010)
IAR
Iowa(5/14/2010)
RR
Kentucky(1/26/2022)
RR
Maryland(2/23/2021)
RR
Massachusetts(7/1/2021)
RR
Michigan(9/17/2021)
RR
Minnesota(12/12/2017)
RR
Missouri(3/16/2015)
RR
Nebraska(11/3/2022)
RR
Nevada(2/21/2019)
RR
New Hampshire(8/10/2022)
RR
New Mexico(2/13/2019)
RR
North Carolina(4/2/2021)
RR
Ohio(9/10/2020)
RR
Oklahoma(10/9/2017)
RR
Pennsylvania(7/28/2025)
RR
South Dakota(8/23/2022)
RR
Texas(10/19/2016)
IAR
Texas(3/6/2021)
RR
Utah(6/29/2021)
RR
Wisconsin(4/16/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRINCIPAL SECURITIES, INC.
CRD#: 1137Bettendorf, IA 52722TRUST BUT VERIFY
Monitor Jason Folsom
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
