Derek M. Orth
Professional summary
Derek Matthew Orth is a registered financial professional currently at BRENDAN E. CRYAN AND COMPANY, L.L.C. located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2003. Derek has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 7, Series 24 and Series 14A exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Matthew Orth's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2009 - Present
BRENDAN E. CRYAN AND COMPANY, L.L.C.
Office #1: 14 Wall Street Suite 2094, New York, NY 10005December 2, 2008 - January 16, 2009
KELLOGG CAPITAL MARKETS, LLC
September 4, 2003 - November 28, 2008
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 14A
Date: 10/20/2011
Compliance Official Specialist ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BRENDAN E. CRYAN AND COMPANY, L.L.C.
CRD#: 33496 / SEC#: , 8-41526
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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