Steven B. Thompson
Professional summary
Steven Bentley Thompson, who also goes by Steven B Thompson, is a registered financial advisor currently at AVANTRA FAMILY WEALTH, INC. located in Mechanicsburg, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steven has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Bentley Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2017 - Present
AVANTRA FAMILY WEALTH, INC.
Office #1: 100 Sterling Parkway Suite 107, Mechanicsburg, PA 17050January 2, 2019 - June 14, 2021
SANCTUARY SECURITIES, INC.
October 8, 2002 - July 31, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2002 - July 31, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AVANTRA FAMILY WEALTH, INC.
CRD#: 288209 / SEC#: 801-113234
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/28/2017)
Exams
Series 7TO
Date: 9/20/2022
General Securities Representative ExaminationCurrent Firm
AVANTRA FAMILY WEALTH, INC.
CRD#: 288209 / SEC#: 801-113234
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 990 |
| AUM (Assets Under Management) | $ 194,360,783 |
Red Flags
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