Ryan M. Payne

PAYNE CAPITAL MANAGEMENT

New York, NY

Some features on this profile are disabled

CRD#: 4357027

Professional summary

Ryan M Payne is a registered financial advisor currently at PAYNE CAPITAL MANAGEMENT, LLC located in New York, New York.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ryan has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan M Payne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2011 - Present

PAYNE CAPITAL MANAGEMENT, LLC

Office #2: 231 West 29th Street Suite 1002, New York, NY 10001

RIA

CRD#: 147119

New York, NY

Past

October 15, 2013 - August 21, 2014

KEETER PAYNE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166537

NEW YORK, NY

Past

July 11, 2008 - February 9, 2009

TRIAD ADVISORS LLC

CRD#: 25803

NEW YORK, NY

Past

January 24, 2002 - January 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

April 10, 2001 - July 15, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAYNE CAPITAL MANAGEMENT, LLC

PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA

Registered Investment Advisory firm - (6/19/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/20/2021)

IAR

Texas
(2/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2001

General Securities Representative Examination

Current Firm

PAYNE CAPITAL MANAGEMENT, LLC

PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA

Registered Investment Advisory firm - (6/19/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

231 West 29th Street Suite 1002, New York, NY 10001

Mailing Address

Phone number

(646) 461-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,048
AUM (Assets Under Management)	$ 1,207,479,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan M. Payne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan M Payne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAYNE CAPITAL MANAGEMENT, LLC

KEETER PAYNE CAPITAL MANAGEMENT, LLC

TRIAD ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PAYNE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2001

Series 7

Date: 4/9/2001

Current Firm

PAYNE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAYNE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors