Vernon J. Hood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Joseph Hood III, who also goes by Coby Hood, was a registered financial advisor .
Vernon is a previously registered financial advisor and started their career in finance in 2001. Vernon had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2011 - July 19, 2013
SETHI TAX AND WEALTH ADVISORS
November 16, 2011 - July 19, 2013
SETHI FINANCIAL INVESTMENTS, INC.
January 14, 2008 - October 3, 2011
INSTITUTIONAL SECURITIES CORPORATION
April 24, 2001 - October 3, 2011
INSTITUTIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SETHI TAX AND WEALTH ADVISORS
CRD#: 157982 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
