David M. Ritchey
Professional summary
David Matthew Ritchey, who also goes by David M Ritchey, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Matthew Ritchey's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2022 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153January 3, 2019 - November 8, 2022
ALPS DISTRIBUTORS, INC.
January 2, 2014 - December 31, 2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
November 19, 2013 - December 31, 2013
ALPS DISTRIBUTORS, INC.
April 13, 2012 - November 25, 2013
NATIONAL PLANNING CORPORATION
April 13, 2012 - November 25, 2013
NATIONAL PLANNING CORPORATION
December 15, 2010 - March 5, 2012
COREBRIDGE CAPITAL SERVICES, INC.
February 12, 2010 - December 1, 2010
DIRECTED SERVICES LLC
October 16, 2007 - December 1, 2010
DIRECTED SERVICES LLC
January 1, 2007 - October 17, 2007
RIVERSOURCE DISTRIBUTORS, INC.
May 19, 2005 - December 31, 2006
IDS LIFE INSURANCE COMPANY
May 19, 2005 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 14, 2002 - May 10, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
(2/27/2025)
(12/12/2022)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(2/27/2025)
(12/12/2022)
(2/27/2025)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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